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ICI Viewpoints

Top Takeaways from ICI Innovate

February 12, 2024—Despite the stormy weather in San Diego, the speakers and panelists at the first...
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Speech

ICI President’s Address, 2024 ICI Innovate

Any discussion of tech and finance should start with the most exciting innovation of our time. I’m...
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News Release

ICI Applauds Senate Bill to Protect Retail Investors

February 6, 2024—ICI President and CEO Eric Pan released the following statement after Senate...
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ICI Viewpoints

SEC Proposal Slams the Brakes on Tech Progress

November 3, 2023—Technological innovation in the financial services industry has driven huge...
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One Pager

SEC’s Anti-Tech Proposal Threatens Innovation for Investors (pdf)

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News Release

ICI: SEC’s Conflicts Proposal Would Roll Back the Clock on Technological Advances That Benefit Main ...

October 11, 2023—ICI President and CEO Eric Pan released the following statement regarding the...
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Comment Letter

ICI Comment Letter with SEC on Predictive Data Analytics Proposal

On July 26, 2023, the SEC proposed new rules (the "Proposal") that would require broker-dealers and...
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ICI Viewpoints

The SEC’s Multi-Rule Pileup

October 3, 2023—There’s a reason that stoplights don’t flash red, yellow and green at the same time...
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Comment Letter

Joint Trades' Comment Letter on Predictive Data Analytics Proposal

On October 10, ICI filed a comment letter with the Securities and Exchange Commission (SEC or...