ICI Global Leadership

Dan Waters

Dan Waters is Managing Director of ICI Global. Prior to joining ICI Global, he served as Asset Management Sector Leader at the UK Financial Services Authority (FSA) from 2004 to 2010, leading the FSA’s regulatory and supervisory policy for the asset management industry. Waters represented the United Kingdom in the International Organization of Securities Commissions (IOSCO) Standing Committee on Investment Management. He also represented the United Kingdom in the Investment Management Standing Committee of CESR (now ESMA), leading significant work in the revisions of the UCITS Directive (UCITS IV). Waters began work in the United Kingdom in 1993 as Director of Enforcement at the Investment Management Regulatory Organisation. Previously, Waters headed international enforcement at the U.S. Commodity Futures Trading Commission. He graduated summa cum laude from Boston College and cum laude from Harvard Law School.