Date: December 29, 2014 ICI Files Comment Letter with SEC Opposing MSRB's "One-Size-Fits-All" Qualification Examination for Municipal Advisors (pdf)
Date: December 22, 2014 ICI Global Comment Letter to HK Authorities on Further Consultation on Reporting and Recordkeeping Obligations for OTC Derivative Transactions (pdf)
Date: December 15, 2014 ICI Comment Letter on FINRA’s Notice 15-50 Relating to Proposed “Pay to Play” Rules (pdf)
Date: December 10, 2014 ICI Letter to Department of Labor Secretary Perez on Re-Proposal of Fiduciary Rule (pdf)
Date: December 5, 2014 ICI Files Comment Letter with MSRB Regarding Rule G-20 Relating to Gifts and Non-Cash Compensation (pdf)
Date: November 25, 2014 ICI Global Submits Comment Letter to FSB on Cross-Border Recognition of Resolution Action, Stay on Early Termination Rights (pdf)
Date: November 24, 2014 ICI and ICI Global Comment Letters to Prudential Regulators and CFTC on Proposed Margin Requirements for Uncleared Swaps (pdf)
Date: November 7, 2014 Institute Responds to Connecticut RFI Regarding Retirement Plan for Private-Sector Workers