Date: October 29, 2019 Generation X and Baby Boomers Head Two-Thirds of Mutual Fund-Owning Households, New Study Shows
Date: October 21, 2019 Comment Letter to SEC on EDGA's Proposed Liquidity Provider Protection Access Delay (pdf)
Date: October 3, 2019 Independent Directors Council Reelects Chair Dawn Vroegop; Kathleen T. Barr Named Vice Chair
Date: October 1, 2019 ICI Comment Letter on Treasury Proposal to Amend Unified Plan Rule for MEPs (pdf)
Date: October 1, 2019 ICI Comment Letter on Preferences and Costs Associated with Disclosure Reform Options (pdf)