ICI Global Policy Priorities Comment Letters
2016 Comment Letters
- ICI Comment Letter to the Financial Stability Board on Proposed Policy Recommendations to Address Structural Vulnerabilities from Asset Management Activities (pdf)
Sep 21, 2016
- ICI Global and Other Trade Associations File Comment Letter on CFTC Proposed Amendments to Rule for Foreign CPOs and CTAs (pdf)
Sep 7, 2016
- IDC and ICI Global Letter on CBI Consultation on Fund Management Company Effectiveness (CP86) (pdf)
Aug 25, 2016
- ICI Global Files Letter on Canadian Systemic Risk Legislation (pdf)
Jul 7, 2016
- ICI Global and the Investment Association Submit Letter to European Commission to Clarify Compliance Date of FX Forward Variation Margin Requirements (pdf)
Jun 6, 2016
- ICI Letter on Implications for U.S. and Non-U.S. Regulated Funds of Proposed Counterparty Exposure Limits for Banks (pdf)
Jun 3, 2016
- Final ICI Global Letter Regarding Norway's Major Shareholder Notification Requirements (pdf)
Jun 1, 2016
- ICI Submits Comment Letter in Response to Swap Data Repository Rulebook
May 31, 2016
- ICI Submits Comment Letter on CFA Institute Draft Guidance Statement on Broadly Distributed Pooled Funds (pdf)
Apr 29, 2016
- ICI Global Response to the EIOPA on PEPP Consultation Paper (pdf)
Apr 26, 2016
- ICI Global Response to European Commission Green Paper on Retail Financial Services (pdf)
Mar 18, 2016
- ICI Global Submits Response to Basel Committee Consultation on "Step-In Risk" (pdf)
Mar 17, 2016
- Response to European Commission Call for Evidence on the EU Regulatory Framework for Financial Services (pdf)
Jan 29, 2016
- ICI Global Comment Letter to ESMA on the Liquidation Period Applied by Central Counterparties for Calculating Client Margin (pdf)
Jan 27, 2016
- ICI Global Responds to European Commission Consultation on Remuneration Under CRD IV (pdf)
Jan 14, 2016
2015 Comment Letters
- ICI Global Submission to India Responding to Draft Guidance on Place of Effective Management Tax Issue (pdf)
Dec 31, 2015
- Letter to Swedish Tax Authority Urging Guidance on U.S. Fund Eligibility For Withholding Tax Exemption (pdf)
Dec 17, 2015
- ICI Letter to ESMA on ESMA AIFMD Third-Country Passport Advice (pdf)
Dec 16, 2015
- ICI Global Letter to OECD on Applying Common Reporting Standard (CRS) to Collective Investment Vehicles (CIVs) (pdf)
Dec 10, 2015
- ICI Global Response to the EIOPA Industry Survey on the Attractiveness of a Pan-European Personal Pension Product (pdf)
Nov 29, 2015
- ICI Submits Comment Letter on FinCEN's Proposed AML and Reporting Regulations for Investment Advisers (pdf)
Nov 2, 2015
- Response to ESMA Consultation on UCITS Remuneration Guidelines (pdf)
Oct 28, 2015
- ICI Global Response to EIOPA Consultation Paper on the Creation of a Standardised Pan-European Personal Pension Product (pdf)
Oct 5, 2015
- ICI Global Letter on IOSCO Consultation on International Standards on Fees and Expenses of Investment Funds (pdf)
Sep 25, 2015
- ICI Global Comment Letter in Response to CFTC Proposal on the Application of Margin Requirements for Uncleared Swaps in Cross-Border Transactions (pdf)
Sep 15, 2015
- ICI Global Submits Comment Letter in Response to Bank of England's Consultation Paper on Cross-Border Stay of Termination Rights for Certain Financial Contracts (pdf)
Aug 26, 2015
- ICI Global Responds to European Commission Consultation on EMIR Implementation Review (pdf)
Aug 12, 2015
- ICI Global Comment Letter to SEC on Cross-Border Security-Based Swap Activities (pdf)
Jul 13, 2015
- ICI Global Comment Letter to European Authorities on Margin for Uncleared Derivatives (pdf)
Jul 9, 2015
- Response to European Banking Authority Consultation Paper on Draft Guidelines on Sound Remuneration Policies (pdf)
Jun 4, 2015
- ICI Comments on the Financial Stability Board’s Second Consultation Regarding Assessment Methodologies for Identifying Non-Bank Non-Insurer Global Systemically Important Financial Institutions (pdf)
May 29, 2015
- ICI Global Letter to SEBI on Key Indian Regulatory Issues for Cross-Border Portfolio Investments
May 27, 2015
- ICI Global Letter on FCA Discussion Paper on Approach to Implementation of MiFID Conduct of Business and Organisational Requirements (pdf)
May 26, 2015
- Response to European Commission Green Paper on "Building a Capital Markets Union" (pdf)
May 13, 2015
- Response to EC Consultation on an EU Framework for Simple, Transparent and Standardised Securitisation (pdf)
May 11, 2015
- Comment Letter to SEC Requesting Re-Proposal of Margin Rules for Security-Based Swap Dealers (pdf)
May 11, 2015
- ICI Global Letter on Further Steps to Ameliorate Investor Concerns About Indian Minimum Alternative Tax (pdf)
Apr 20, 2015
- ICI Global Letter on Recent Assertions that Indian Minimum Alternative Tax Applies to Foreign Institutional Investors (pdf)
Apr 13, 2015
- ICI Global Comment Letter - Arrangements for an Asia Region Funds Passport (pdf)
Apr 10, 2015
- ICI Global Comments on Addendum Consultation Paper on Certain Derivatives for Implementation of MiFID II/MiFIR (pdf)
Mar 20, 2015
- ICI Global Comments on Implementing Regulation under MiFID II and MiFIR (pdf)
Mar 2, 2015
- Comment Letter - IOSCO Task Force on Cross-Border Regulation Consultation Report (pdf)
Feb 24, 2015
- ICI Global Comments on FSB Consultation on the Collection of Securities Financing Data (pdf)
Feb 12, 2015
- ICI Global Letter to China Regarding Capital Gains Taxes (pdf)
Feb 11, 2015
- ICI Global Submissions to OECD on BEPS Action Items 4, 8, 9, and 10 (pdf)
Feb 6, 2015
- ICI Global Submits Letter to BCBS and IOSCO on Simple, Transparent and Comparable Securitisations (pdf)
Jan 30, 2015
- ICI Global Letters on Recent Assertions That Indian Minimum Alternative Tax Applies to Foreign Institutional Investors (pdf)
Jan 29, 2015
- Letter Responding to ESMA's Call for Evidence on AIFMD Passport and Third Country AIFMs (pdf)
Jan 21, 2015
- ICI Global Comment Letter on OECD BEPS Action 14 Dispute Resolution Paper (pdf)
Jan 15, 2015
- Submission to OECD on BEPS Action 7: Preventing the Artificial Avoidance of Permanent Establishment (PE) Status (pdf)
Jan 8, 2015
- Submission to OECD on BEPS Action 6: Follow-Up Work on Preventing Treaty Abuse (pdf)
Jan 8, 2015
2014 Comment Letters
- ICI Global Comment Letter to HK Authorities on Further Consultation on Reporting and Recordkeeping Obligations for OTC Derivative Transactions (pdf)
Dec 22, 2014
- Comment Letter on Canadian Systemic Risk Legislation (pdf)
Dec 8, 2014
- ICI Global Submits Comment Letter to FSB on Cross-Border Recognition of Resolution Action, Stay on Early Termination Rights (pdf)
Nov 25, 2014
- ICI and ICI Global Comment Letters to Prudential Regulators and CFTC on Proposed Margin Requirements for Uncleared Swaps (pdf)
Nov 24, 2014
- ICI Global Submits Comment Letter in Response to ESMA's Discussion Paper on Calculation of Counterparty Risk by UCITS for OTC Financial Derivative Transactions Subject to Clearing Obligations (pdf)
Oct 21, 2014
- ICI Global Submits Comment Letter in Response to IOSCO's Proposed Risk Mitigation Standards for Non-centrally Cleared OTC Derivatives (pdf)
Oct 16, 2014
- Comment Letter on UK FCA Dealing Commission Discussion Paper (pdf)
Oct 9, 2014
- Comment Letter on Hong Kong MPFA Core Fund Consultation (pdf)
Sep 30, 2014
- Comment Letter Submitted in Response to IOSCO Consultation Report on Reducing Reliance on Credit Rating Agencies (pdf)
Sep 8, 2014
- ICI Global Submits Comments to Hong Kong Regulators on Proposed Reporting Rules for OTC Derivatives (pdf)
Aug 28, 2014
- ICI Global Comment Letter on Implementing Regulation Under MiFID II and MiFIR (pdf)
Aug 1, 2014
- Public Comment on the IOSCO Strategic Framework for Investor Education and Financial Literacy (pdf)
Jul 31, 2014
- ICI Global Comment Letter on EU Consultation Paper on Margin Requirements for Uncleared Derivatives (pdf)
Jul 14, 2014
- ICI Global Comments on APEC Consultation Paper: Arrangements for an Asia Region Fund Passport (pdf)
Jul 10, 2014
- ICI Comment Letter to IRS on FATCA Issues (pdf)
Jun 9, 2014
- ICI Global Submits Comment Letter on European Commission's Consultation Paper on FX Financial Instruments (pdf)
May 7, 2014
- ICI/ICI Global Letter to OECD on BEPS Action 2 and Hybrid Arrangements (pdf)
May 5, 2014
- ICI/ICI Global Letter to OECD on BEPS Action 6 and Tax Treaty Benefits for Collective Investment Vehicles (pdf)
Apr 8, 2014
- ICI Comment Letter on Assessment Methodologies for Identifying Non-Bank Non-Insurer Global Systemically Important Financial Institutions (pdf)
Apr 7, 2014
- ICI Global Comments on the ASEAN CIS Framework (pdf)
Mar 24, 2014
- ICI Global Comment Letter on FCA Consultation on Dealing Commission Rules (pdf)
Feb 26, 2014
2013 Comment Letters
- ICI and ICI Global Submit Comment Letter to the FSB on Securities Lending and Repo Haircuts (pdf)
Nov 27, 2013
- ICI and ICI Global Comment Letter on Joint Forum Consultative Document on Point of Sale Disclosure (pdf)
Oct 17, 2013
- ICI and ICI Global Comment Letter on Use of Customer Margin for Recovery of Clearinghouses (pdf)
Oct 10, 2013
- ICI and ICI Global Comment Letter on Proposed Draft Standards for Derivatives Contracts Between Non-EU Entities Potentially Subject to EU Regulations (pdf)
Sep 16, 2013
- ICI and ICI Global Submit Comment Letter on EU Clearing Obligation (pdf)
Sep 10, 2013
- ICI and ICI Global Submit Letter on SEC Proposed Rules on Cross-Border Security-Based Swap Activities (pdf)
Aug 21, 2013
- ICI and ICI Global Submit Statement for the Record to Congress on CFTC Reauthorization (pdf)
Jul 24, 2013
- ICI/ICI Global Letter to U.S. Treasury Urging that Treaty Relief be paired with any Automatic Exchange of Tax Information (pdf)
Jul 16, 2013
- ICI and ICI Global File Further Comment Letter with CFTC On Proposed Cross-Border Guidance (pdf)
Jul 5, 2013
- ICI and ICI Global Comment Letter on Basel Proposed Supervisory Framework for Measuring and Controlling Large Exposures (pdf)
Jun 28, 2013
- ICI and ICI Global Comment on IOSCO's Principles for Financial Benchmarks (pdf)
May 16, 2013
- ICI and ICI Global Comment on ASIC's Consultation on Dark Liquidity and High-Frequency Trading (pdf)
May 10, 2013
- ICI and ICI Global Comment on IOSCO's Market Structure Consultation (pdf)
May 10, 2013
- ICI and ICI Global Letter to Senate Committee About Exemptive Relief for Non-Deliverable Forwards (pdf)
May 1, 2013
- ICI and ICI Global Comment Letter to Basel Committee and IOSCO in Response to Near-Final Proposal on Margin Requirements for Uncleared Derivatives (pdf)
Mar 14, 2013
- ICI and ICI Global Comment Letter to the Monetary Authority of Singapore in Response to Consultation Paper on Draft Regulations for Trade Repositories and Clearing Facilities (pdf)
Feb 14, 2013
- ICI Global Comments on ESMA and EBA Consultation on Principles for Benchmark-Setting Processes in the European Union (pdf)
Feb 13, 2013
- ICI and ICI Global Submit Comments to IOSCO on Financial Benchmarks (pdf)
Feb 11, 2013
- ICI and ICI Global Comment Letter on CFTC's Further Proposed Interpretive Guidance on the Cross-Border Application of Certain Swaps Provisions (pdf)
Feb 6, 2013
- ICI and ICI Global Comment Letter on FSB Proposed Policy Framework for "Other Shadow Banking Entities" (pdf)
Jan 15, 2013
- ICI Global Comments on FSB Consultation on Policy Framework for Securities Lending and Repos (pdf)
Jan 14, 2013
2012 Comment Letters
- ICI and ICI Global's Comment Letter on ESMA's Consultation on MiFID Remuneration Policies (pdf)
Dec 7, 2012
- ICI and ICI Global Comment Letter to European Commission on the Regulation of Indices (pdf)
Nov 29, 2012
- ICI Comment Letter on FATCA Guidance and the IGAs (pdf)
Oct 23, 2012
- Coalition Letter to Korea Regarding Effective Denial of Treaty Benefits (pdf)
Oct 22, 2012
- ICI Global Comment Letter on UCITS VI (pdf)
Oct 18, 2012
- ICI and ICI Global Comment Letter in Response to Proposed Margin Requirements for Uncleared Derivatives by Basel Committee on Banking Supervision and IOSCO (pdf)
Sep 27, 2012
- ICI and ICI Global Comment Letter on Wheatley Review of LIBOR (pdf)
Sep 7, 2012
- ICI/ICI Global Letter Regarding India's Draft GAAR Guidelines (pdf)
Jul 30, 2012
- ICI Global Comment Letter submitted in response to European Commission Shadow Banking Green Paper
Jun 15, 2012
- ICI Global Comment Letter - IOSCO Consultation on Money Market Funds (pdf)
May 26, 2012
- ICI Global Comment Letter on FATCA Proposed Regulations (pdf)
Apr 30, 2012
- Summary: ICI Global Comment Letter on FATCA Proposed Regulations (pdf)
Apr 29, 2012
- ICI/ICI Global Letter Opposing Tax Provisions in India Finance Bill (pdf)
Apr 3, 2012
- ICI Global Comment on ESMA Discussion Paper on Key Concepts Under AIFMD and Types of AIFM (pdf)
Mar 23, 2012
- ICI Global Comment Letter on Volcker Rule (pdf)
Feb 14, 2012
- ICI Global Letter to European Commissioner Michel Barnier Regarding Financial Transaction Taxes (pdf)
Jan 25, 2012
- Joint ICI/ICI Global Letters on International Tax Issues (pdf)
Jan 20, 2012
