ICI Global Policy Priorities Comment Letters
2018 Comment Letters
- ICI Submits Second Comment Letter in Response to SEC's Proposed Transaction Fee Pilot (pdf)
Oct 1, 2018
- Letter to SEBI on Interim Report Recommendations Regarding KYC for FPIs (pdf)
Sep 17, 2018
- ICI Global and SIFMA AMG Submit Follow-up Letter to EU Policymakers on BRRD Moratorium Powers (pdf)
Sep 10, 2018
2017 Comment Letters
- Joint Trades Submit Comment Letter to the Legal Entity Identifier ("LEI") Regulatory Oversight Committee ("ROC") (pdf)
Dec 15, 2017
- ICI Global Submits Comment Letter on European Commission Proposal to Impose Location Requirement on Clearing Houses (pdf)
Oct 23, 2017
- ICI Global Submits Comment Letter on IOSCO Consultation Report Examining Regulatory Reporting and Public Transparency in the Secondary Corporate Bond Markets (pdf)
Oct 16, 2017
2016 Comment Letters
- ICI Global Comment Letter to ESMA on the Trading Obligation for Derivatives (pdf)
Nov 21, 2016
- Comment Letter on IOSCO's Consultation on Good Practices for Fund Termination (pdf)
Nov 1, 2016
- ICI Global Submission on the EC's Consultation on the European Macroprudential Framework Questions (pdf)
Oct 28, 2016
2015 Comment Letters
- Letter to Swedish Tax Authority Urging Guidance on U.S. Fund Eligibility For Withholding Tax Exemption (pdf)
Dec 17, 2015
- ICI Letter to ESMA on ESMA AIFMD Third-Country Passport Advice (pdf)
Dec 16, 2015
- ICI Global Letter to OECD on Applying Common Reporting Standard (CRS) to Collective Investment Vehicles (CIVs) (pdf)
Dec 10, 2015
2014 Comment Letters
- ICI Global Comment Letter to HK Authorities on Further Consultation on Reporting and Recordkeeping Obligations for OTC Derivative Transactions (pdf)
Dec 22, 2014
- Comment Letter on Canadian Systemic Risk Legislation (pdf)
Dec 8, 2014
- ICI Global Submits Comment Letter to FSB on Cross-Border Recognition of Resolution Action, Stay on Early Termination Rights (pdf)
Nov 25, 2014
2013 Comment Letters
- ICI and ICI Global Submit Comment Letter to the FSB on Securities Lending and Repo Haircuts (pdf)
Nov 27, 2013
- ICI and ICI Global Comment Letter on Joint Forum Consultative Document on Point of Sale Disclosure (pdf)
Oct 17, 2013
- ICI and ICI Global Comment Letter on Use of Customer Margin for Recovery of Clearinghouses (pdf)
Oct 10, 2013
2012 Comment Letters
