ICI Global Publications & Resources White Papers
Global White Papers
- Know Your Distributor Questionnaire (docx)
Sep 20, 2016
- French Translation: Executive Summary: Insights from the 2015 Global Retirement Savings Conference (pdf)
Feb 23, 2016
- Executive Summary: Insights from the 2015 Global Retirement Savings Conference (pdf)
Feb 23, 2016
- Chinese Translation: Executive Summary: Insights from the 2015 Global Retirement Savings Conference (pdf)
Feb 23, 2016
- Insights from the 2015 Global Retirement Savings Conference (pdf)
Feb 23, 2016
- Japanese Translation: Executive Summary: Insights from the 2015 Global Retirement Savings Conference (pdf)
Feb 23, 2016
- Japanese Translation: Executive Summary: Insights from the 2015 Global Retirement Savings Summit (pdf)
Oct 15, 2015
- Executive Summary: Insights from the 2015 Global Retirement Savings Summit (pdf)
Oct 15, 2015
- Insights from the 2015 Global Retirement Savings Summit (pdf)
Oct 15, 2015
- Insights from the 2014 Global Retirement Savings Conference (pdf)
Oct 1, 2014
- Executive Summary: Insights from the 2013 Global Retirement Savings Conference (pdf)
Oct 25, 2013
- Insights from the 2013 Global Retirement Savings Conference (pdf)
Oct 25, 2013
- Japanese translation: Executive Summary: Insights from the 2013 Global Retirement Savings Conference (pdf)
Oct 25, 2013
- Chinese translation: Executive Summary: Insights from the 2013 Global Retirement Savings Conference (pdf)
Oct 25, 2013
Institute White Papers
- The Evolution of the Financial Intermediary Controls and Compliance Assessment (pdf)
Aug 19, 2016
- Fund Governance: A Successful, Evolving Model (pdf)
Jun 29, 2016
- Financial Intermediary Controls and Compliance Assessment Engagements (pdf)
Dec 14, 2015
- Overview of Fund Governance Practices, 1994-2014 (pdf)
Oct 27, 2015
- SEC Valuation and Liquidity Guidance for Registered Investment Companies, Volume I (pdf)
Jul 14, 2015
- SEC Valuation and Liquidity Guidance for Registered Investment Companies, Volume II (pdf)
Jul 14, 2015
- Report on Funds’ Use of Proxy Advisory Firms (pdf)
Jan 22, 2015
- Summary: Our Strong Retirement System: An American Success Story (pdf)
Dec 4, 2013
- Our Strong Retirement System: An American Success Story (pdf)
Dec 4, 2013
- Institute Letter and White Paper "Market Access for Regulated Fund Managers in the United States and the European Union" (pdf)
Oct 17, 2013
- Overview of Fund Governance Practices, 1994-2012 (pdf)
Sep 30, 2013
- The Success of the U.S. Retirement System (pdf)
Dec 5, 2012
- The Tax Benefits and Revenue Costs of Tax Deferral (pdf)
Sep 11, 2012
- Operational Impacts of Proposed Redemption Restrictions on Money Market Funds (pdf)
Jun 20, 2012
- Fund Board Oversight of Risk Management (pdf)
Sep 30, 2011
- Navigating Intermediary Relationships (pdf)
Sep 30, 2009
- Overview of Fund Governance Practices, 1994-2008 (pdf)
Sep 30, 2009
- Financial Services Regulatory Reform: Discussion and Recommendations (pdf)
Mar 2, 2009
- Oversight of Fund Proxy Voting (pdf)
Jul 10, 2008
- Overview of Fund Governance Practices, 1994–2006 (pdf)
Nov 7, 2007
- Chief Risk Officers in the Mutual Fund Industry: Who Are They and What Is Their Role Within the Organization? (pdf)
Aug 7, 2007
- Report of the Working Group on Rule 12b-1 (pdf)
May 30, 2007
- A Review of the SEC Office of Economic Analysis Board Independence Studies (pdf)
Mar 2, 2007
- ICI Policy Statement on Retirement Plan Disclosure (pdf)
Feb 2, 2007
- Costs of Eliminating Discretionary Broker Voting on Uncontested Elections of Investment Company Directors (pdf)
Dec 21, 2006
- Fair Valuation Series: The Role of the Board (pdf)
Jan 26, 2006
- Mutual Funds and Institutional Accounts: A Comparison (pdf)
Jan 26, 2006
- Overview of Fund Governance Practices, 1994-2004 (pdf)
Jan 11, 2006
- Assessing the Adequacy and Effectiveness of a Fund's Compliance Policies and Procedures (pdf)
Dec 15, 2005
- Fair Valuation Series: An Introduction to Fair Valuation (pdf)
Jun 10, 2005
- Study Concludes Fair Valuation, Redemption Fees Necessary to Prevent Market Timing (pdf)
Oct 21, 2004
